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“Scientific Publications: Free for All?”

Scholarly Communication

Electronic Information News

Library and Related News

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Newsletter from the Physics-Astronomy Library, University of California, Berkeley

Fall 2004

“Scientific Publications: Free for All?”
A long awaited report on Science, Technical, Medical (STM) publishing appeared July 20, 2004 from the UK Parliament’s Science and Technology Committee. The final report recommends that all publicly funded research in the UK be made publicly available and that government take a leading role in that mission. The report also calls for government action to address digital preservation issues. Bundling is when all (or most) journals by a publisher are offered to institutional subscribers “only” as a set for annual purchase, with high prices. The UK committee was unimpressed with bundling, stating “only when flexible bundled deals are made available will libraries achieve value for money on their subscriptions.” The committee agreed that publishers contribute to the scientific process, but also profit from it. The committee asserted that powerful STM publishers may be using their strength during this transition period “to make excessive profits whilst the going is good.” The report adds that publisher costs associated with digitization should decrease, meaning prices should as well. The report stopped short of endorsing an immediate wholesale shift to an Open Access model, expressing concern over the potential effect on scientific societies as publishers. “The UK cannot act alone”, the report notes, but it will lead by example and act as a proponent for change. Early this summer the European Commission launched its own study “on the economic and technical evolution of the scientific publication markets in Europe.” In its announcement of the study, the EU mentioned the October 2003 Berlin Declaration which said, in part, that “[e]stablishing open access as a worthwhile procedure ideally requires the active commitment of each and every individual producer of scientific knowledge and holder of cultural heritage.”

A copy of the report can be found at: http://www.publications.parliament.uk/pa/cm/cmsctech.htm

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Scholarly Communication
Scholarly communication is the documentation of scholarship. The scholarly communication cycle and the price and accessibility of science journals continue to be hot topics in conversations among faculty (as authors, readers, and journal editors), university administrators, librarians, and publishers. Increasingly a number of initiatives run in parallel to the traditional journal or, at times, in place of it: “open archives”, “open access” journals, university e-archives, and posting articles on personal or academic departmental Web sites.

CrossRefAmerican Physical Society, Institute of Physics (UK), Nature Publishing Group, and other CrossRef participating publishers announced a new initiative this spring with Google™. In partner-ship with Google search technologies, the publishers offer search results at their Web sites that link to content via DOI’s (Digital Object Identifiers) or URL’s. In addition, publishers’ full text content also shows up in results in the main Google.com index. Launched cooperatively some years back among several science publishers, CrossRef is a “reference-linking” service for scholarly publishing, that facilitates reading of full-text articles referenced in a paper across publishers. This new CrossRef Search is free and enables scholars to perform cross-publisher, full-text searches of the latest scholarly research. To evaluate functionality this CrossRef-Google pilot runs through 2004. So check it out and send feedback. IOPoffers the service at http://www.iop.org/EJ/search_crossref. It can also be found on the Web sites of the other eight participating publishers. CrossRef is in discussion with other search engines about similar projects.

The open-access arXiv (Cornell University; formerly Los Alamos) has a new screening process for its articles for first -time submitters or for submitters in new categories. New users will need to seek endorsement by established users. The new system will verify that contributors belong to the scientific community and will ensure that content is relevant to current research, all at a much lower cost than conventional peer-reviewed journals. Also there will be “autoendorsements” of authors based on criteria, such as academic affiliation. http://www.arxiv.org

SpringerChanges continue for science publishers. In the spring of 2004 Springer Science + Business Media merged with Kluwer Academic Publishers. Together the companies publish 1,350 journals and more than 5,000 books each year, with revenues of about 880 million euros. Re-named “Springer”, both are currently owned by leading European private equity houses Cinven and Candover. Springer will be the world’s second largest academic publisher behind Elsevier Science. In early July Springer unveiled a new “Open Choice” program for authors in their journals. Authors may now choose to make their articles available to readers for free on SpringerLink, for a price of $3,000 per article. Giving its own finger-post nod to open access, Amsterdam-based Elsevier announced in July a new “postprint archiving” policy for its some 1,800 journals. Postprint archiving (posting an article after publication) requires the consent of the copyright holder. Authors may post the final version of their articles on “pre-print servers and the authors’ personal or institutional Web sites”, as long as it is not “a PDF or HTML downloaded from ScienceDirect”. This step by Elsevier is considered large for authors (as to facilitating open access) but small for libraries (as to budget/price relief).

PubMed CentralIn January 2004 the U.S. House Appropriations Committee adopted a set of recommendations for FY 2005’s federal budget. One key recommendation would have the National Institutes of Health(NIH) put a condition on its research grants so that articles based on NIH-funded research would be electronically deposited in PubMed Central(PMC), the NIH’s open-access database. The exact language of the recommendation is not yet published, but reports indicate that any work supported by NIH grants or contracts would be made available immediately or within 6 months by the National Library of Medicine. It will be the responsibility of the grantee, not the grantee’s publisher, to deposit the text, a peer-reviewed postprint. NIH is instructed to submit an implementation plan to the Committee by December 1, 2004.

Public Library of ScienceThe University of California became an institutional member of the Public Library of Science in the spring. PLoS is a “non-profit organization of scientists and physicians committed to making the world’s scientific and medical literature a freely available public resource.” http://www.publiclibraryofscience.org/ PLoS founders won one of the 14 Rave Awards from Wired magazine in 2004.

An April 2004 Credit Suisse First Boston financial report on the ScienceTechnologyMedical journal industry by S. Mays-Smith et al lists “three pillars” of STM publisher profits: copyright, peer review, and bundling. Until one or more teeter publishers are seen as secure. But bundling is facing difficulties, as a growing number of the well-reputed academic institutions reject outright or successfully barter-down bundled offerings at license renewal times. Bundling is when all (or most) journals by a publisher are offered to institutional subscribers “only” as a set for annual purchase, with high package prices. The same report named three factors expected to slow the adoption of open access/OA as opposed to toll-access journals: 1) those who benefit financially from OA cannot easily act in unison and gain little by acting alone; 2) most authors transfer copyright to journals; and 3) a large number of journals still use the “Ingelfinger rule”, the in-house rule prohibiting “prior publication” of submitted articles.

For a compilation of copyright and open access preprint information concerning publishers, consult the Sherpa/Romeo database hosted by the University of Nottingham, UK. http://www.sherpa.ac.uk/romeo.php

Open access publisher BioMed Central (BMC) announced in May 2004 that Finland has made a national deal for all universities, polytechnics, and research institutes in Finland to become BMC members. The membership, the first national agreement of its kind for BMC, covers the cost of publication for researchers in BMC’s journals. The agreement was struck through the national electronic library of Finland and will cover more than 25,000 publicly funded researchers and teachers in the country.

Book publishing was sharply up (19% in the U.S.) in 2003, per the R. R. Bowker Company. Bowker states that some 175,000 new titles and editions were published last year. The increase was largely generated by middle and small size publishers, with the top 12 trade-houses reflecting only a 2.4% rise in number of new titles. Still there was bad news for university presses. The Christian Science Monitor (April 2004) counted some 95 university presses and $444 million in sales (2002) in the U.S. Bowker reports that in 2003 the number of books published by university presses fell 2.2%, to about 12,000.

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Electronic Information News

American Institute of Physics has a new Website design. http://www.aip.org/ Check-out their new journal service, Scitation. Scitation is the Web home of more than 100 journals from AIP, APS, ASCE, SPIE, and more. In an average month Scitation supports more than two million user sessions. Scitation journal access works the same for either personal or institutional users/subscribers. As in the past users may continue to access any journals electronically without passwords and to use SPIN Web to search across publications. Physicists are encouraged to register for Scitation to receive a login and password, which will allow them to: 1) to harness the power of Search Scitation to quickly find full-text articles keyed to your research interests; 2) to easily create a customized Scitation entry page, for use of new or enhanced features, such as MyArticles and MyPublications, components that allow you to navigate the system based on your interests or journal preferences; 3) download properly formatted citations from Scitation and export them into your bibliographic management software or directly into your compuscript or manuscript (supports EndNote, BibTEX/RevTEX, and ASCII formats); and 4) execute searches in a variety of ways, with just one click (e.g., author search from one paper to any other). Another feature, Scitation Alerts, is scheduled to debut in mid-September. It will be powered by the INSPEC database under a partnership with IEE (the Institution of Electrical Engineers, UK) and will notify users of new subject-specific articles. For help or questions e-mail onlinehelp@aip.org.
 

This summer California Digital Library purchased the complete INSPEC Archive of Science Abstracts back to 1898, volume 1, with bonus coverage of science journal articles back to 1890. Plans are to release the Archive in late fall.
  

ADS/Astrophysics Data System (NASA), the specialist database for astronomers and astrophysicists, serves as a digital library and an invaluable research tool. It is free to everyone through the Web. ADS offers four sub-databases, Astronomy and Astrophysics, Instrumentation, Physics and Geophysics, and the arXiv. It covers all major astronomy and astrophysics journals and many minor ones. It also indexes NASA reports, observatory reports, conferences, newsletters, a considerable number of books, technical information, and Ph.D. theses in astronomy/astrophysics. For physics ADS indexes about 80% of the physics journals listed in Journal Citation Reports (ISI; Science Citation Index). Most of the articles in the data system are immediately available to searchers electronically, either as scanned images (of early articles) or as links to e-journal sites (of publishers). Many of the scanned images of journals and observatory reports date back to the 1800’s. When an abstract is retrieved on ADS, users have an option to translate the abstract using Alta Vista’s Babel Fish Translation. The Berkeley community may access ADS from the Physics-Astronomy Library’s Article Indexes page. http://www.lib.berkeley.edu/PHYS/cal.html
 

Three AIP journals are now accessible fulltext back to 1968, Journal of Applied Physics, Journal of Mathematical Physics, and Physics of Fluids.
  

Thompson ISI announced long-range plans to expand Web of Science (Science Citation Index) coverage back to 1900. Currently coverage extends back to 1945. The Century of Science initiative will add nearly 850,000 articles from some 200 carefully selected science journals. WoS may be accessed from the library’s Article Indexes page.
http://www.lib.berkeley.edu/PHYS/cal.html
  

Through the vendor ProQuest you may search the Los Angeles Times back to 1881. http://uclibs.org/PID/11379 The New York Times and Wall Street Journal are also searchable historically.
  

 
Library and Related News

The United Nations General Assembly declared 2005 the International Year of Physics [World Year of Physics] on June 10, 2004, with recognition that 2005 is the centenary of the legendary 1905 discoveries of Albert World Year of Physics 2005Einstein. For more than two years physics societies all over the world have been engaged in marking 2005 as the year of physics and in getting support of international organizations for its realization and success. Led by the European Physical Society, this effort includes APS/the American Physical Society, IOP/the Institute of Physics, UK, the Austrian Physical Society, the Indian Physical Society, the South African Institute of Physics and many more. http://www.wyp2005.org/internationalyear.html
  

The International Astronomical Union has created a new IAU Working Group on Communicating Astronomy with the Public. http://www.communicatingastronomy.org/

Mission statement:
  To encourage and enable a much larger fraction of the astronomical community to take an active role in explaining what we do (and why) to our fellow citizens.
  To act as an international, impartial coordinating entity that furthers the recognition of outreach and public communication on all levels in astronomy.
  To encourage international collaboration on outreach and public communication
  To endorse standards, best practices and requirements for public communication.
  

Books may be up in numbers but readers are down, per a National Endowment for the Arts’ Reading at Risk summer report. Based on a sample size of more than 17,000 adults, the study found just 46.7 percent of Americans read for pleasure in 2002, compared with 56.9 in 1982. The steepest decline was among young adults, 25 to 34 years old, with only 47.7% of them enjoying non-required reading. Readers were more likely to play an active role in their communities, with more involvement in cultural, sports and volunteer activities than non-readers. The most important influence on readers and non-readers is education, with 74 percent of adults with a graduate education reported as readers. “Reading is not a timeless, universal capability,” states Dana Gioia, Chairman, National Endowment of the Arts, in the preface. “Advanced literacy is a specific intellectual skill and social habit that depends on a great many educational, cultural, and economic factors. As more Americans lose this capability, our nation becomes less informed, active, and independent-minded. These are not qualities that a free, innovative, or productive society can afford to lose.” http://www.nea.gov/news/news04/ReadingAtRisk.html

 
From the Librarian:
I am retiring effective 1 September 2004 after 20 years at Cal. It has been fun and anti-fun. I was engineering reference librarian for five years before becoming physics librarian, currently physics/astronomy librarian, in 1989. It has been my pleasure to work with such an energetic, dedicated group of faculty, students, and staff in both departments.
- Diane Fortner  

Physics-Astronomy Library
40 Doe Library, (510) 642-3122 
http://www.lib.berkeley.edu/PHYS/
phys@library.berkeley.edu
or astr@library.berkeley.edu

Newsletter content by:
Diane Fortner, Physics-Astronomy Librarian.
Send comments or questions regarding this newsletter to:
phys@library.berkeley.edu or astr@library.berkeley.edu

Newsletter layout and design by:
Kim Wu, Operations Manager, Physics-Astronomy Library (kwu@library.berkeley.edu)


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